adequate information for customers’ risk assessment (Know Your Customer and Customer Due Diligence system (KYC/CDD)). DAB Act S.30 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 4

agreement for the crowdfunding debentures, which were due on January 25, 2024, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.Section 57(6

a financial statement for the year 2023 through the transmission system of the Stock Exchange of Thailand within the period specified by the Capital Market Supervisory Board, due to his failure to

a Form 56-1 One Report for the year 2023 through the transmission system of the Stock Exchange of Thailand within the period specified by the Capital Market Supervisory Board, due to his failure to

the Management Discussion and Analysis for the year 2023 through the transmission system of the Stock Exchange of Thailand within the period specified by the Capital Market Supervisory Board, due to his

agreement for the crowdfunding debentures, which were due on January 14, 2024, and February 14, 2024 to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC

Market Supervisory Board, due to her failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 5/2025

crowdfunding debentures, which were due on January 25, 2024 to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction with 57(6

prepare and submit the key financial ratio for the year 2023 through the transmission system of the SEC Office within the period specified in the notification of the Capital Market Supervisory Board, due to

prepare and submit the key financial ratio for Q2/2024 through the transmission system of the SEC Office within the period specified in the notification of the Capital Market Supervisory Board, due to his