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operators are unable to maintain net capital (b) business operators default on the clearing and settlement of securities with the clearing house or their clients in case of securities companies, or
Bangkok, 2 September 2016 ? In preparing the workforce for their retirement, the SEC is encouraging employers from both public and private sectors to support their employees? retirement savings
, a rise of 7.3% year-on-year. The number of employers reached 11,249, an increase of 12.7%, while the number of employees was at 2.3 million, a rise of 8.6%. 3,338 members requested to maintain their
operators*. The key points of the draft regulations are as follows: (1) To revise the minimum capital requirement to support digital asset business operations. This includes revising the net capital (NC
Securities and Exchange Commission No. Sor Thor. 13/2561 Re: Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
category and item which all affect the scores. Therefore, it is gratifying that Thai listed companies are still able to maintain their leadership in the ASEAN region." said Mr. Prasan Chuaphanich