other related rules. The draft amendment, having previously undergone a focus group consultation, aims to remove impractical procedures and enhance consistency of relevant provisions under the principle
action within determined period which the SEC Office shall stipulate reasonably and in consistency with related circumstances, matters and issues; (6) imposing the intermediary to submit any information
amendment of the Articles of Association of the Company was made to ensure consistency with the Public Limited Companies Act (No. 2) B.E. 2544 (2001) in relation to amendment of matters which allow public
proposal for amendment of the Articles of Association of the Company was made to ensure consistency with the Public Limited Companies Act (No. 2) B.E. 2544 (2001) in relation to amendment of matters which
to clients; (3) mutual fund management excluding foreign investment funds; (4) private fund management; (5) securities borrowing and lending; (6) financing securities business; (7) derivatives
:45 Approve the disposal of investment in Safe Energy Holdings Co., Ltd 12/12/2019 08:48 Additional clarification regarding increase in capital investment in ALP FPI PARTS PRIVATE LIMITED in India 26/11
Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders
methods disclosed by the mutual fund management company under Clause 3(4) hereof. Chapter 2 Private Fund Management Clause 5. In cases where the private fund management company invests in or holds shares of