Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an

Bangkok, March 3, 2014 - The SEC suspended {A}, a capital market investment consultant of KKTRADE Securities Company Limited, for trading securities on behalf of client.Following a sanction report

Bangkok, June 26, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for failing to inform the client of sufficient information which was material

operations of JKN at the time of the incident. He failed to issue orders or take actions that were his duty to perform in the case where JKN, as a listed company, was obligated to disclose documents or

Mr. Bhusana Premanode During 2014-2015, Mr. Bhusana Premanode and Ms. Sunjutha Witchawut, former directors and executives of International Engineering Company Limited (“IEC”), with assistance or

Ms. Sunjutha Witchawut During 2014-2015, Mr. Bhusana Premanode and Ms. Sunjutha Witchawut, former directors and executives of International Engineering Company Limited (“IEC”), with assistance or

Lt. Gen. Anutat Bunnag During 2014-2015, Mr. Bhusana Premanode and Ms. Sunjutha Witchawut, former directors and executives of International Engineering Company Limited (“IEC”), with assistance or

Mr. Saran Lertcharoenwongsa During 2014-2015, Mr. Bhusana Premanode and Ms. Sunjutha Witchawut, former directors and executives of International Engineering Company Limited (“IEC”), with assistance

Bangkok, March 17, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading derivatives contracts on behalf of client.The SEC probed

among their business units or sufficient check and balance systems must be in place. This is to ensure that REIT trustee will perform duty for the utmost benefits of REITs and REIT unitholders. In this