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Disclosure Business News สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 20:11 Disclosure Business News Disclosure Business News ( 0 record(s) found) Date Time Heading

https://market.sec.or.th/public/idisc/en/viewmore/setnews?searchSymbol=OTO

Ranking - Securities/Derivative Business

Ranking - Securities/Derivative Business สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:29 Ranking - Securities/Derivative Business Please enter search criteria

https://market.sec.or.th/public/idisc/en/Ranking/Intermediaries/LicenseeType

SEC and Custodian Club discuss ways to elevate efficiency of post-trade services and custodial roles under draft amendments to PVD Act

Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10424

Investor Alert : Facebook page "Trade gold" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

Facebook page "Trade gold" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0160&CaseYY=2568

Investor Alert : Line "Macquarie Prime" "ChaAim" and Line Open Chat "Trade Talk 23: คุยหุ้นทำกำไร" impersonate "MACQUARIE Securities (Thailand) Co., Ltd."

Line "Macquarie Prime" "ChaAim" and Line Open Chat "Trade Talk 23: คุยหุ้นทำกำไร" impersonate "MACQUARIE Securities (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0482&CaseYY=2568

SEC instructs IFEC to immediately convene shareholders meeting after Business Development Department affirmes the company only has three directors

The move follows the Commerce Ministry’s decision today to declare the whole IFEC board of directors consisting of only the three named individuals. On 7 June 2018, the Commerce Ministry’s

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8194

SEC public hearing on draft regulations regarding information disclosure and risk warnings to clients of digital asset business operators

warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10296

SEC Thailand’s public hearing on the proposed regulation on the capital requirement of digital asset business operators

of no more than 1 billion baht to be able to store such assets in hot wallet up to 50 percent; (4) Revision of the criteria for digital asset businesses’ suspension: When business operators’ net

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10638

SEC warns the public and investors to be cautious with the services provided by unlicensed digital asset business operators

With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10548

เลขาธิการ ก.ล.ต. กล่าวปาฐกถาพิเศษในงานสัมมนา “Women in Business: Why Thailand is a success story in women leadership”

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมงานสัมมนา “Women in Business: Why Thailand is a success story in women leadership” และกล่าว

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8628