The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General, delivered a keynote address at the opening of the financial seminar titled “Because Sharing is Caring – The Unsilenced Truths,” organized by the XSpring Capital Public Company Limited in collaboration with the SEC, the Stock Exchange of Thailand (SET), and the National Association of the Deaf in Thailand (NADT). The seminar aimed to help deaf individuals understand finance and in...
approaches towards Transition Finance that are appropriate for the economic and social contexts of the region. Mr. Sean Kidney, Co-founder and CEO, Climate Bonds Initiative, stated that achieving the goals
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET), organized a seminar titled "Three Lines of Defense for Listed Companies" under the Strengthening Corporate Governance of Listed Companies Initiative. The event aimed to foster good corporate governance among listed companies as a key mechanism for enhancing trust and confidence in the Thai capital market. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Mr. Asadej Kongsiri, SET Pres...
This webinar is the second of the series of exchanges between the Hong Kong and Thai fund industry which is co-hosted by SEC Thailand and HKIFA. The webinar aims to synergize the strengths of Hong
(ตลาดหลักทรัพย์แห่ง สปป. ลาว) พร้อมผู้บริหาร และคณะผู้บริหารจากบริษัท APMLAO Securities Co., Ltd. เนื่องในโอกาสเข้าเยี่ยมคารวะและหารือแนวทางการส่งเสริมความร่วมมือด้านตลาดทุนระหว่างสองประเทศ ณ อาคารสำนักงาน ก.ล.ต
Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and inaccurate financial positions in the financial statements, e.g. pseudo capital increase, accounting...
Initiative for Thailand that set the direction for driving sustainable finance across the financial sector. The Board, co-led by the BOT and the SEC, consists of relevant parties from the public and private
application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision
Bangkok, 7 March 2019 ? The SEC is advising the public to be cautious about any solicitation related to investment in HashBX Global Co., Ltd.With reference to the news of persons reporting to the
Bangkok, September 6, 2016 ? The SEC and the Asian Development Bank (ADB) have recently co-hosted an international seminar titled, ?FinTech in Capital Market: New Ecosystem for Market Based Financing