persons who demand information to get a convenient access without requirement for member subscription; and (c) giving advice without any core objectives of providing advisory services to other persons
particular persons; (b) disseminating general advice to the public in such ways that allow persons who demand information to get a convenient access without requirement for member subscription; and (c) giving
shall organise an effective system of public oversight for statutory auditors and audit firms based on the principles set out in paragraphs 2 to 7. 2. All statutory auditors and audit firms shall be
could influence the client’s investment decision. She also gave inaccurate information related to the fund’s net asset value (NAV), redemption price and offer price to the client; (3) In the case of {C
of {C https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7392 SEC updates a year of progresses of the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation
client’s investment decision. She also gave inaccurate information related to the fund’s net asset value (NAV), redemption price and offer price to the client; (3) In the case of {C https://www.sec.or.th
according to the obtained license at a fixed rate or a rate based on business volume, as the case may be, as specified in this Notification. The licensee shall pay only the fee for the license that has been