) any business operator, which has not been permitted to operate business yet in any particular category, given the SEC Office’s ongoing process of inspection before operating business, shall be exempt
The SEC has revised the definition of Qualified Subordinated Debt to be excluded from the total liabilities for the calculation of net capital of business operators. To align the issuance of
crucial to strengthen our ecosystem, wherein capital market professionals and related stakeholders support and drive together to incorporate sustainability into their strategies and business decisions. We
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
, attributed to 4% growth of Chemical distribution business which rose from 257.5 mil. baht to 267.0 mil. baht whereas Commission income dropped 2.6 mil. baht. Income from Property rental plunged by 20% from
leaders) ด้านการลงทุนอย่างยั่งยืน รวมทั้งสร้างแรงจูงใจในการคำนึงถึงปัจจัยด้านความยั่งยืนในการบริหารจัดการลงทุน (ESG in investment process) อันจะเป็นพลังสำคัญในการขับเคลื่อนอุตสาหกรรมกองทุนและตลาดทุนไทยไปสู่
advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal basis that will be used to process personal data in the organization and producing a corporate’s private
business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the