) HouseStyle agreement between the issuer and the holder, and shall include any other electronic data units of right as specified in the notification of the SEC. “ digital asset ” means cryptocurrency and

-committee Business Continuity Management Sub-committee Information Technology Strategy Sub-committee Digital Oriented Risk, Data & Cyber Security and IT Risk Management Sub-committee (DCSC) 10  Continuous

that was assessed under the FSAP and earned at least “Broadly Implemented” assessment results in the part relating auditors? Yes No 4.5 Have you ever been inspected by the audit oversight authority? Yes

Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology

deemed as acquisition or disposal of assets, and the notification of the Board of Governor of the Stock Exchange of Thailand Re: Disclosure of information and other acts of listed companies concerning the

Continuity Management Sub-committee Information Technology Strategy Sub-committee Digital-Oriented Risk, Data & Cyber Security and IT Risk Management Sub-committee 10  Expansion of scope of operations for IT

it is carried out in accordance with the rules prescribed under the law. The management company should also adequately disclose the related facts to client when requesting for consent to execute a

it is carried out in accordance with the rules prescribed under the law. The management company should also adequately disclose the related facts to client when requesting for consent to execute a

SEC Office. Work Areas Personal Data Contact Information Qualification data Financial Data Sensitive Data Verification Data 1. Executives, for example, directors/managers of securities companies, asset

required to set up an efficient complaint handling system in support of daily operation. Concurrently, the SEC employs a risk based approach to scheduled and/or random inspection as well as case-by-case