Business Clause 13 9 Personnel in the capital market business shall be persons who [i] have ability and work experience, [ii] attend training courses or pass the examination of courses provided by the SEC
, [ii] attend training courses or pass the examination of courses provided by the SEC Office or the organizations recognized by the SEC Office and [iii] have scope of duties, as specified in the Tables of
experience has continued for at least five years during the period of seven years prior to the filing date of the application with the SEC Office; (d) having passed the training concerning preparation in
necessary information required for the production competent and the employee training program. Contract Period 1 Year (January 1st, 2019 – December 31st, 2019) Other conditions shall be in accordance with the
required for the production competent and the employee training program. Contract Period 1 Year (January 1st, 2018 – December 31st, 2018) Other conditions shall be in accordance with the existing agreement
information required for the production competent and the employee training program. Contract Period 1 Year (January 1st, 2018 – December 31st, 2018) Other conditions shall be in accordance with the existing
licensees' intention and a linkage of renewal training results from the training institutes with the SEC system. This digital approach will bring more convenience to more than 80,000 current https
คณะพาณิชยศาสตร์และการบัญชี จุฬาลงกรณ์มหาวิทยาลัย นำเสนองานวิจัยด้าน สินทรัพย์ ดิจิทัล ในเวที IOSCO Seminar Training Program ครั้งที่ 26 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วม
stakeholders and regulatees will also be held during the ACMF International Conference on October 17, 2023 and ACMF-ISSB Technical Training on October 18, 2023.Under the ASEAN Green, Social, and Sustainability
) of parties executing the transaction with the reporting person (if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance ( ) Other (please