fund ("One-Third Rule"). As there is no such One-Third Rule in other ASEAN countries, the proposed revision aims to facilitate Thai investment management companies by exempting the said Rule from unit
derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
Bangkok, July 7, 2014 ? The SEC is seeking public comment on revisions of client assets report of securities companies and derivatives brokers to be applicable to commercial banks and life-insurance
Bangkok, March 25, 2015 ? Equity private placement deals of listed companies have been significantly increased recently while the existing rules do not cover certain circumstances that might be
objectives: 1) To specify that only limited companies and non-listed public companies are eligible for the crowdfunding model; 2) To grant oversubscription upon meeting certain requirements; 3) To increase
objectives: ?1) To specify that only limited companies and non-listed public companies are eligible for the crowdfunding model; ?2) To grant oversubscription upon meeting certain requirements;? ?3) To increase
Bangkok, December 4, 2015 ? The SEC is seeking public comments on a draft revision to the financial statements reporting forms which must be submitted by securities companies and derivatives business
Bangkok, May 7, 2013 ? The SEC has encouraged securities companies to prepare company reports on top 10 or 20 securities with active trading volumes to provide investors with sufficient information
Investors Association (TIA), marking the launch of the assessment program for the 2026 Annual General Shareholders’ Meeting (AGM) of listed companies. In this regard, the SEC has continuously supported TIA in