in the amount of 37.7 million baht where he misappropriated such amount of money for his own benefit. In addition, in the name of NIPPON, he had applied for a loan from a financial institution by
37.7 million baht where he misappropriated such amount of money for his own benefit. In addition, in the name of NIPPON, he had applied for a loan from a financial institution by issuing short-term bill
purchasing or selling; or inviting or offering any other persons to purchase or sell the company's shares, both directly or indirectly, and whether or not for his/her own or another person's benefit. The
prevention and law enforcement efficiency; encouraging investors and shareholders to learn of their rights and duties as well as empowering them to protect their own interests; conducting a survey on levels
, exercise their rights to protect their own benefits and seek clarification or explanation from the company directors and executives so as to have sufficient information for their decision-making.The above
test to make sure that the clients understand their own risk profile and receive appropriate investment advice before making an investment or a transaction. Clear and comprehensive disclosure of
ACMF is determined to make fund raising process most efficient for companies looking to expand their businesses. It creates more opportunity for ASEAN to channel our savings to promote growth of our own
for manipulative trading of AMC shares while she had also manipulated AMC share price as well as traded other securities through another client account for her own benefit. Moreover, she was the one who
submitting orders via mobile phone before re-submitting the orders via the phone recorder in order to make up the evidence that the client had made her own trading decision. The investigation found that {A
liable to sanctions. On the other hand, investors should trade securities themselves or, if need be, assign authorization according to securities company regulations and monitor their own portfolios