Fundamental of Financial Statements (UFS) [ ] Role of the Compensation Committee (RCC) [ ] Improving the Quality of Financial Reporting (QFR) [ ] DCP Refresher Course [ ] others (please specify) 3 [specify
ที่ใช้ปัจจัยพื้นฐาน (fundamental analysis) และบทวิเคราะห์ทางเทคนิค (technical analysis) เผยแพร่แก่ลูกค้าในการให้บริการเป็นนายหน้าซื้อขาย หลักทรัพย์ บริษัทหลักทรัพย์จะต้องจัดให้บุคคลที่ได้รับความเห็นชอบ
calculation methods on setting up such assumptions. 4. Where a profit forecast or profit estimate is disclosed, state all principal assumptions, if any, upon which the directors of the issuer have based their
specifying that the advice is given on behalf of the investment advisory company and the investment advisory company shall be responsible for the advice given to each customer; (4) statements on fundamental
________________ Clause 13 5 A securities company licensed to undertake the securities brokerage business shall do fundamental analysis report and provide such information to client, provided that such process shall
Duty as Professional ________________ Clause 1345 A securities company licensed to undertake the securities brokerage business shall do fundamental analysis report and provide such information to client
of potential customers, especially from China, Japan and USA manufacturers as a result of production line relocation from China to Southeast Asia countries. Furthermore, the fundamental of Thailand as
level of capital and the regular setting aside of additional provisions, commercial banks can maintain an adequate cushion for NPL in the banking system. V3 12/05/63 3 Adoption of the pack of Thai
provide projected / forecasted financial statements which is merely optional, the issuer shall properly state the reasonable assumptions, including explanation of calculation methods on setting up such