management company is subject to disclose and update information and correct the proportion in a certain period. It is prohibited from distributing dividends and counting votes in the excess portion.The draft
from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his
? where financial planning and new financial products can be learned at your fingertips through Mobile App ?start-to-invest? while the capital market information and the SEC's supervisory and development
? where financial planning and new financial products can be learned at your fingertips through Mobile App ?start-to-invest? while the capital market information and the SEC?s supervisory and development
person in charge of mutual funds? investment and might learn of the funds? investment information as well as those having duty to send trading orders. The business operator must seek the SEC approval for
introduced and apply to the qualified DW issuers. In addition, the redundant information disclosed and signing requirement in the filing will be eliminated. SEC Secretary-General Vorapol Socatiyanurak said
promote REIT as an important vehicle for fund raising and investment for long-term growth of real estate development in Thailand.The approval for REIT bond offerings and information disclosure will be in
required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in
Mekong Sub-region (GMS) countries, namely, Cambodia, Laos and Myanmar. Under the revised rules, investment diversification will be relaxed while clear and adequate information on GMS instruments must be