misconducted profiles from public fundraising. In the former rules, any misconducts found during PO submissions such as forged accounting, issuer would only subject to disapproval, while, the recent revised
overseas as well as in Thailand. The revised rules cover guidelines for advertisement and publication, areas of permissible marketing activities in Thailand and instructions of benefits received from
executives and executives from relevant organizations to discuss ways to expand access for public sector to the sources of funds and financial vehicles in the capital market with the aim of reducing the burden
Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market investment consultant of the company, had been authorized by her client to make securities and
, starting with ?Check-in? to update hot issues, following by ?Street Stang? to share with the audiences the interviews of people from all walks of life concerning their life style and financial management
use the money for working capital. When the BF and ASC cheques were nearly due, they made false entries that TUCC made purchase orders of black steel from eight suppliers totaling 529,529,326 baht to
the selling price plus the land possession fee of one million baht per month, starting from the transfer date of ownership to the repurchasing date. CCP recorded the aforesaid transactions as a sale
from its routine inspection in Asia Plus Securities Plc., that {B} had been authorized by his client to make securities trading decisions on the client's behalf. The communication records showed that {B
+, which is the service of Zipmex Pte. Ltd, and gained benefits from digital asset exchange fees. Additionally, such operation of Zipmex had no measure to protect the conflict of interest and to control the