in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset management
information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset management company to provide advice or
objective restriction in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset
information which should not be disclosed between units and personnel (Chinese wall). The policies, rules and practices shall be prepared in writing with an approval from the company’s board of directors
interest and leaking of information which should not be disclosed between units and personnel (Chinese wall). The policies, rules and practices shall be prepared in writing with an approval from the
management system, a system to prevent conflicts of interest and leaking of information which should not be disclosed between units and personnel (Chinese wall). The policies, rules and practices shall be
English, and in cases where such documents are translated from the information or documents written in other languages, the person filing the application shall: (1) have the translator certify the accuracy
not a disclose information the transaction of a listed company under the Notification of the Capital Market Supervisory Board No. TorJor. 21/2551 -Translation- Seven Utilities and Power Public Co., Ltd
/2018 December 19, 2018 Re: Notification of Resolutions of the Board of Directors’ Meeting No. 8/2018 Attn.: President The Stock Exchange of Thailand Enclosure 1. Information Memorandum on Acquisition of