decisions on the client's behalf for a period of time. {A} admitted that the client allowed her to make trading decision to adjust the transferred securities from another securities company and she kept
referral from the Stock Exchange of Thailand, the SEC's probe found that during July 27 - August 15, 2011, {A} sold 29 million {X1} Company shares in securities trading account of the {X2} Company. She
center on laws, regulations and practices in support of sustainable development to help promote international recognition of the Thai capital market. Aside from corporate governance, the re-launched
Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} and {B} from duty as approved capital market investment
-General Vorapol Socatiyanurak received the ?Outstanding Booth? award from General Surayud Chulanont, Privy Councillor, at ?Money & Banking Awards 2013? on June 14, 2013. The award is in recognition of the
provident funds, setting up with the objective for retirement savings, from high risk exposure. This aims to allow management companies to take position as counterparties in derivatives transactions for
comprehensive knowledge and information on the Thai capital market from the early stage of development to the present day. Through the interactive multimedia, the SEC Capital Market Knowledge Center will support
Limited (ESTAR) for insider trading.With the referral from the Stock Exchange of Thailand, the SEC probed into the case and found that during February 24-28, 2014, Ratanachai had used another person?s
the Derivatives Act B.E. 2546 (2003). The SEC therefore filed criminal complaint against him with the ECD Police for further legal proceedings. Automatically, Parin is now barred from serving as
EMC Public Company Limited (EMC).With the referral from the Stock Exchange of Thailand, the SEC probed into the case and found that during October 16-18, 2013, Paiboon, then EMC Managing Director