into their trading accounts but the money was not deposited in the clients? accounts. The SEC?s further investigation revealed that Veerachai had replaced the name of the actual account owner on the
Special Investigation (DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he
(DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he was in charge of
make securities borrowing and lending (SBL) trading decisions on the client's behalf in the client's cash account; thereby causing damage to the client. {B} admitted that he had obtained the
submitted a selling order for the first client?s investment units and deposited money obtained from the selling into a saving account she opened at Tisco Bank Plc., using the client?s signature that she had
) สารบัญ 2/42 แบบรายงานท่ีนําสงผานระบบ 3/42 การขอ Account เพ่ือเขาใชงานระบบ และ แตงตั้งผูสงแบบรายงาน 5/42 การเขารหัสแบบรายงาน (Encryption) 15/42 การใชงานระบบ 17/42 SEC Classification : ใชภ้ายใน
through book building and conditions of assets at that time. - Consider to dispose or not dispose certain assets if the conditions or the result of negotiations with the Trust are deemed not benefit to the
; (2) Confirmation statement; (3) The evidence of margin call in the case where the derivatives broker calls for a customer to deposit additional margin; (4) Account of derivatives trading of each
& building, cash and account receivable to total asset were 48.86%, 31.84%, 11.22% and 5.06% The company’s total liabilities was THB 66.03 million. The company’s shareholders' equity was THB 756.41 million