;EA"). His duty was to oversee and ensure that EA’s offering for sale of securities complied with the law. However, Mr. Amorn failed to issue instructions or perform the necessary duties required

with the rules, conditions and procedures stipulated in the relevant notification. In this regard, Gulf Binance submitted 26 reports of the results of monitoring and inspecting trading conditions (Daily

operation of Z.COMEX. He fails to perform the required duties of his position resulted in the offence committed by Z.COMEX concerning the case that Z.COMEX failed to comply with the rules, conditions and

operation of INVX. She fails to perform the required duties of his position resulted in the offence committed by INVX concerning the case that INVX failed to comply with the rules, conditions and procedures

Supervisory Board. This liability arises from her failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in JCT’s delayed submission of the report

failure to maintain net capital (NC) together with the reasons of such incident to the SEC office within the period specified in the notification of the Securities and Exchange Commission. DAB Act S.94

Sunrise Equity Company Limited Sunrise Equity Company Limited (“Sunrise”) failed to comply with the regulations as specified by the Capital Market Supervisory Board by acquiring ordinary shares of

(LANNA) and Thai Agro Energy Public Company Limited (TAE), failed to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating Sunrise Equity Co., Ltd

financial advisor for the tender offer of Lanna Resources Public Company Limited (LANNA) and Thai Agro Energy Public Company Limited (TAE), failed to comply with the regulations as specified by the Capital

be liable under Section 300 in conjunction with Section 46 of the Securities and Exchange Act SEC Act S.300 in conjunction with 46 Settlement Committee Meeting No. 3/2026 Settlement Committee Order