Capital Market Supervisory Board, hereby issues this Notification, as follows: Clause 1 The Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information
Market Supervisory Board, hereby issues this Notification, as follows: Clause 1 The Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information
No. Nor Por. 4/2561 Re: Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management __________________ Whereas the Notification of the Capital Market Supervisory
. Nor Por. 4/2561 Re: Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management __________________ Whereas the Notification of the Capital Market Supervisory Board No
substitution holidays later when deemed appropriate. By virtue of Section 110 of the Securities and Exchange Act B.E 2535 (1992) and Paragraph 1 of Clause 2 of the Notification of the Capital Market Supervisory
of the Notification of the Capital Market Supervisory Board No. Tor Thor. 88/2552 Re: Business Days and Holidays of Derivatives Business Operators dated 3 August 2009, the Office of the Securities and
| - |- Guideline on the commencement for operation of securities / derivatives business | - |- Securities Brokerage (Section 113) | - |- Brokerage of capital market product denominated in foreign currency
| - |- Securities Brokerage (Section 113) | - |- Securities Dealing (Section 114) | - |- Securities Underwriting (Section 116) | - |- Underwriter of capital market product denominated in foreign currency | - |- Books