Following the tips from various sources to SEC, there are solicitations via social media platforms regarding investment in digital assets in addition with claims of several exchange services for
) Regulatory sandbox: revising the definition of securities businesses to include an emerging business model that uses financial technology to experiment and offer innovative products and services to investors
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และ Mr. Ian Johnston, Chief Executive, Dubai Financial Services Authority (DFSA) เมืองดูไบ สหรัฐอาหรับเอ
cloud computing to offer services.? The amendment to the governing regulations has taken into consideration the comments and suggestions received from the first public hearing in February this year.The
งาน OECD Asia Roundtable on Digital Finance 2025 ร่วมกับหน่วยงานกำกับดูแลและหน่วยงานภาควิชาการจากต่างประเทศ ซึ่งจัดขึ้นโดย Financial Services Authority (Indonesia) เพื่อร่วมแลกเปลี่ยนมุมมองเชิงนโยบาย
products and services, as well as enhancing capital market infrastructure. The discussions aimed to reinforce cooperation between the SEC and the AIMC in driving the fund management industry and was held at
The SEC found that, during the period commencing on 20 September 2021, Exmix, as the operator of the websites https://www.exmix.co and https://wallet.exmix.io/, provided services or held itself out
Mr. Peerapong Jirasevijinda On 12 July 2023, Mr. Peerapong Jirasevijinda placed sell orders for 30,000,000 shares of JMT Network Services Public Company Limited (JMT) —a substantial amount —which was
Sales and Services Plc. (SECC), and Mr. Suriya Lapvisuthisin to embezzle SECC’s money by arranging for an extension of fictitious loans worth 245 million baht to four nominees through its subsidiary, SECC
Ms. Mutita Nilsawad Ms. Mutita Nilsawad, an assistant managing director for marketing and public relations of S.E.C. Auto Sales and Services Plc. (SECC) with the power to sign company check or