debt instrument issuance and takeover activities and enhancing oversight of audit firms and capital market professionals; (5) Enhancement of Law Enforcement and Penalty: vesting SEC officers the power
finance in Asia, aiming to attract investment to the business sector with the goal of Net Zero. The Asia High-level Financial Regulators' Forum acted as a forum for exchanging views on enhancing carbon
criminals. The SEC and the TDO have jointly developed guidelines for monitoring and investigating suspicious accounts. In today’s meeting, apart from enhancing industry standards to tackle digital asset mule
. The SEC also prioritizes enhancing the capital market ecosystem for sustainability by developing disclosure rules, promoting financial products for sustainability and transition, encouraging
objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most
system capacity management; (5) Enhancing cybersecurity control measures to strengthen and protect the capital market from cyber threats in alignment with the requirements prescribed by Thailand’s
The webinar was part of the action plans under the Strong Securities Issuers project initiated by the SEC in 2022, with the objective of enhancing good governance of securities issuers and
The webinar was part of the action plans under the Strong Securities Issuers project initiated by the SEC in 2022, with the objective of enhancing good governance of securities issuers and encourage
enhancing flexibility and resilience in business operation as well as to discuss guidelines for supporting business operation. The meeting’s topics included (1) a study of securities business landscape to
. Discussions also covered guidelines on improving rules and regulations and enhancing operation to reduce costs and facilitate business operations for stakeholders in the capital market to enable them to