Bangkok, August 19, 2013 - The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against {A} on the ground to believe that he sold {X1} Plc. shares by using non
(Thailand) Plc, the SEC probed into the case and found that {A} had traded the securities on the client's securities account without client?s order and resulted in the trading loss. In addition, several
needs. As such, intended outcomes from the supervision and development of the Thai capital market will be achieved. Rapee Sucharitakul, SEC Secretary-General said that the SEC Board has approved the
opportunities at ASEAN capital market regulators. The ACMF welcomed the progress of the framework for cross-border offering of ASEAN collective investment schemes, noting that 13 funds have been recognised by
fund (RMF) and maintain the same benefits given to active PVD members in the event that the employers? PVD is dissolved or the employees? membership ends. The Capital Market Supervisory Board (CMSB) has
company reports on top 20 securities with the most active volumes traded by all customers or top 10 securities with the most active volumes traded by individual customers over the past week, in case that
imprisonment on each count for trading FOCUS shares during April 24-25, 2008, IFEC shares on April 29, 2008 and RCI shares on May 2, 2008, through other persons? accounts in such a way that manipulated the
. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms
Bangkok, August 25, 2014 ? The ASEAN Capital Markets Forum ("ACMF") announced today that the ASEAN CIS Framework for cross-border offering of collective investment schemes ("CIS") is now operational