Registration Statement and Draft Prospectus ______________________________ By virtue of Section 77 of the Securities and Exchange Act, B.E. 2535 (1992), the SEC Office hereby issues the following regulations

Exchange Commission Re: Rules and Procedures for Applying for License and Registration of Association related to Securities Business ____________________ By virtue of Section 14 and Section 232 of the

agreement on appointment of representative in writing. Clause 19 An intermediary shall arrange a securities borrowing and lending agreement which contains the descriptions and essences as specified under

representative of a securities borrower or lender, the intermediary shall prepare an agreement on appointment of representative in writing. Clause 19 An intermediary shall arrange a securities borrowing and

to each class of investment units; (b) How much is the capital amount of the fund scheme? In case of an open-end mutual fund, information on the capital increase policy after registration of the pool

to consider and approve the transaction on disposal of assets, which is a connected transaction. 2. Resolved to approve the appointment of Discover Management Co., Ltd., a financial advisor on the list

from 16 February 2018. Clause 2 In the application forms and the registration statement as prescribed in this Notification: “institutional investor”, “ultra-high net worth investor” and “high net worth

) Appointment of Independent Financial Advisor and (3) The resolutions of the shareholders' meeting must be approved by not less than three-fourth of the total number of votes of the shareholders attending the

enter into the arbitral process organized by the Office. Chapter I V Appointment and Challenge of Arbitrator ________________________ Clause 14. In the arbitral proceeding, there shall be one arbitrator

order to terminate the mediation, as the case may be, and then the parties shall enter into the arbitral process organized by the Office. Chapter IV Appointment and Challenge of Arbitrator