transactions is  important for the securities holders and general investors and a key factor that will support EARTH ' s fundraising for returning to normal business operation.The SEC, therefore, by virtue of

company?s business which was deemed as material information for investors? decision-making. He also failed to review the information on compensation paid to two directors of issuing company, resulting in

provide investors with correct and complete information promptly. _________________

derivatives business.Vasant Thienhom, SEC Deputy Secretary-General, said that "Following suspicious report from investors, the SEC's probe revealed that {X1} Co., Ltd. and {A} held themselves out as gold

investors in Thai listed companies will be more confident in term of sufficient investor protection. The announcement further illustrates that the SEC?s practices and supervision are in conformity with

Investors Association (TIA), the Thai Listed Companies Association (TLCA), the Thai Financial Planners Association (TFPA), and the Securities Analysts Association (SAA). SEC Secretary-General Vorapol

information on related party transaction in the registration statement and thus mislead investors. Besides, they did not advise the applicant in order to comply with relevant rules and regulations, particularly

reliable financial reports are prepared by responsible parties will benefit investors a great deal,? Mr. Prakid added.

client's damage. {A}'s misconduct was a failure to provide material information or warning statements to prevent investors? benefits from being compromised. He also failed to abide by professional ethics of

Police?s investigation and litigation at 0-2237-1199.Investors are strongly advised to consult the License Check page at www.sec.or.th to verify whether solicitors have been approved by the Minister of