to impose sanctions or to order the CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors. Yes No If “No”, please specify
become more focus whereas private sector was urged to express their intention to join Collective Action Coalition against Corruption. All the aforesaid have led to concrete improvement in the aspect of
? Project, sustainable development has become more focus whereas private sector was urged to express their intention to join Collective Action Coalition against Corruption. All the aforesaid have led to
dispatched to EGAT. Therefore in Q1/2018, the company has managed to realize the full profit from the operation of IRPC-CP Phase 1 and Phase 2. In addition, GPSC remains strong in improving the profitability
baht per year and not more than the maximum rate of 10,000,000 baht per year. In the case where a licensee has suspended the operation of all types of securities businesses specified under Paragraph 1 of
minimum rate of 25,000 baht per year and not more than the maximum rate of 10,000,000 baht per year. In the case where a licensee has suspended the operation of all types of securities businesses specified
public and the securities known by its business operation; “investor contact” means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities
securities which is not reveal to public and the securities known by its business operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the
operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities company undertaking securities business. Investor
from investors, the management company shall: (1) Arrange to have a work system ensuring allocation of duties and responsibilities to the respective work units; supervision of its operation; risk