directors and containing at least details as specified in the provisions under Clause 8. The policy shall be reviewed on its efficiency and appropriateness at least once a year or promptly upon occurrence of
the SEC Office of the details regarding the establishing domestic branch office, by using the form as provided on the SEC Office’s website, at least 5 business days before the opening date; or (2) in
least 5 business days before the opening date; or (2) in case of oversea branch office, the intermediary shall submit an application for obtaining an approval, by using the form as provided on the SEC
management company shall disclose the list of fund manager of each mutual fund in a report or document sent to unitholders at least once a year and shall publish the same information on its website. In case of
disclose the list of fund manager of each mutual fund in a report or document sent to unitholders at least once a year and shall publish the same information on its website. In case of any change on such
prevention of the conflict of interest and Chinese wall. - demonstrate in detail on the above mentioned measure, at least in the following matters: (a) an organization chart and scope of power, duty and
least one day in advance). Business hours: Mondays - Fridays (except public holidays) from 08:30 - 15:00 hours. (lunch break) (1) Business days from Mondays to Fridays except holidays specified by the SEC