___________________________________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) and Section 126(5) of the Securities and Exchange
rationale for issuing this Notification: As the Derivatives Act (No. 2) B.E. 2551 (2008) stipulates that the granting of approval of regulations of a derivatives exchange or a derivatives clearing house is
Exchange Act (No. 4) B.E. 2551 (2008) , and Section 9(4) of the Derivatives Act B.E. 2546 (2003) , the Securities and Exchange Commission hereby issues guidelines for the consideration as follows: Clause 1
Exchange Act (No. 4) B.E. 2551 (2008), and Section 9(4) of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues guidelines for the consideration as follows: Clause 1 The
) B.E. 2551 (2008), Paragraph 1 of Section 109, Section 117 and Paragraph 1 of Section 124 of the Securities and Exchange Act B.E. 2535 (1992), the Capital Market Supervisory Board hereby issues the
. In this connection, the SEC Board, by virtue of Clause 13 of the SEC Notification KorThor/Nor/Khor 14/2551 Re: Approval for Undertaking of Derivatives Business dated 5 November 2008, ordered a
underwriting of investment units (LBDU), the SEC's further investigation has revealed that during the period from August 2008 to December 2015, six of the bank's investment consultants deceitfully took clients
กิจกรรม 1 กิจกรรม SET in the City มหกรรมการลงทุนครบวงจรที่ประกอบด้วยหน่วยงาน วันที่ 20 – 23 พฤศจิกายน 2551 2008 จัดโดย ตลาดหลักทรัพย์
transaction according to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 (2008) Re: Rule on Entering into Material Transactions Deemed as Acquisition or Disposal of Asset dated 31