Nuchniyom, as well as (2) approves to withdraw the current Chairman of the Board of Directors and approves the appointment of Mr. Noppol Milinthanggoon to assume the position. However, the SEC was later
with member securities companies, investors or stakeholders and such rules and regulations must be approved by the SEC Board. In addition, the composition of the SET Board of Directors and appointment
a statement of consent to the civil sanction and fully paid a civil penalty of 500,000 baht*. The other six offenders made an appointment to make a statement of consent to pay a separate civil penalty
the offer for sale of fund units; (4) the registration of a pool of assets as a fund; (5) the preparation of unitholder register; (6) the prevention of conflicts of interest between the management
the offer for sale of fund units; (4) the registration of a pool of assets as a fund; (5) the preparation of unitholder register; (6) the prevention of conflicts of interest between the management
unitholders and the management company ; (3) the prospectus for the offer for sale of fund units; (4) the registration of a pool of assets as a fund ; (5) the preparation of unitholder register; (6) the
case of foreign ETF established as trust [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the
case of foreign ETF established as trust [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment
Microsoft Word - 4_SEC account 3-%0@ˆ5"ˇ_@˙%5H"ˇA˙%_20211124 - kdraft V2.docx 1 Application for Registration / Change of Information in SEC Account Date: ……………………………….. Attn: Secretary-General The
the Company for the year ended 31 December 2019. Agenda 5 To consider and approve the appointment of directors replacing those who retire by rotation. Agenda 6 To consider and approve the director’s