trading orders. They are employees of Asia Wealth Securities Co., Ltd. The SEC found that {A} did not keep complete record of a number of a client? securities trading orders. She admitted that she received
Bangkok, September 28, 2015 ? The SEC approved the Mizuho Bank, Ltd. offering of THB 3 billion baht-denominated bond, the first issue under the ASEAN +3 Multi-Currency Bond Issuance Framework (AMBIF
acquisitions, one of which is the investment in 67% shares of Infinite Alternative Energy Co., Ltd., which holds shares in the Rang Ngern Solutions Co., Ltd. worth approximately 5.5 billion baht. In this regard
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and
Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the
non-public information material to SPSU share price. As {A} was one of the sellers comprising SPSU, S.P. International Co., Ltd. (SPI) and some of family members, they learnt of a draft Memorandum of
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decoration equipment from Budget Ltd. and New Tique Ltd. to conceal expenses. It led to decrease of loss in the financial statements for Q1-Q2/2003 of DAIDO. Such actions misled DAIDO’s shareholders or any
decoration equipment from Budget Ltd. and New Tique Ltd. in order to conceal expenses. It led to decrease of loss in the financial statements for Q1-Q2/2003 of DAIDO, thereby misleading DAIDO’s shareholders or