operators.?Increased investor access to the capital market will help boost public awareness in the importance of personal finance. It will contribute to a rising numbers of investors, of course, not only in
Bangkok, March 21, 2013 ? The SEC informed all securities companies, asset management companies, financial advisors, and derivatives business operators in the capital market on the promulgation of
Bangkok, February 6, 2015 ? The SEC has supported Phoenixict Pte Ltd. and the communication and technology-based alliances from both the public and private sectors in organizing the first
alternatives.Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the 5th SEC Working Papers Forum, organized by SEC Research Department, presented the papers based on the Behavioral Finance theory. The
trading volumes were substantial or the share prices genuinely changed, and on a continual basis, causing the trading of such shares to be inconsistent with normal market conditions to induce the public to
Bangkok, January 18, 2012 ? The Capital Market Supervisory Board has resolved to revise the rules on custody of client assets by securities companies and derivatives brokers ("the companies") to
นางพรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. พร้อมด้วยนางศิษฏศรี นาคะศิริ ผู้ช่วยเลขาธิการ เข้าร่วมการประชุมหน่วยงานกำกับดูแลตลาดทุนอาเซียน (ASEAN Capital Market Forum: ACMF) ระดับเลขาธิการ และการประชุม
derivatives exchanges and derivatives clearing houses to further strengthen regulatory oversight of the derivatives market infrastructure.The consultation paper is available on the SEC website (www.sec.or.th
inconsistent with the normal market condition, causing the price of KIAT share to rise from 7.75 baht to 15.60 baht. The 13 offenders are (1) Mr. Kiatichai Monsereenusorn, (2) Mr. Nam Cholsaipan, (3) Mr