-broker operations, the management of conflicts of interest and the access to the company’s information. These are critical systems, and failure to address these issues could lead to potential harm to
importance of disclosed information that is accurate, reliable, clear, and timely to enhance trust and confidence in the Thai capital market and attract both domestic and international investors.Mrs. Pornanong
same standard and clearer warning presentation regarding investment risks. This is to ensure that investors have sufficient information regarding risks or limitations prior to using services or making
ทัศน์ด้านการเงินทั้งในแง่มุมของผู้ประกอบธุรกิจและภาควิชาการ รวมทั้งการนำเสนอผลงานวิจัยด้านต่าง ๆ เกี่ยวกับตลาดทุนที่น่าสนใจ ทั้งในด้าน ESG, Audit firm, Information Disclosure และ Digital Asset
website so that investors will be able to access information and monitor the operation of the business operators before making a decision to use their services. _________________
website so that investors will be able to access information and monitor the operation of the business operators before making a decision to use their services
technology can be a great help to business fundraising, SEC will host a series of online seminar to share knowledge and information on how to leverage the use of FinTech to access sources of fund.The SEC
assessing clients’ information; (3) Post-trading service providers, i.e., securities clearing house, securities depository centre, securities registrar, and the newly added derivatives clearing house; (4
submission of information disclosure forms or any documents for SEC’s consideration. Eligible social enterprises are those registered with the Office of Social Enterprise Promotion. Social enterprises
Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information