documents in full according to the procedures specified in the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or filled up at the
disclose the evidence periodically that the issuer is not in default or that it is in full compliance with the terms of that contract to provide any early indication of any deterioration in the issuer’s
periodically that the issuer is not in default or that it is in full compliance with the terms of that contract to provide any early indication of any deterioration in the issuer’s financial condition. III. RISK
copy or refer the material information in full without editing or adding any statement that may be misleading. The source of information and date of dissemination of such copied or referred statement
referred from another statement, article or speech made by any persons or past performance, such copied or referred statement shall be true and shall copy or refer the material information in full without
, Conditions, and Procedures For Establishment and Management of Funds dated 20 July 2009, which were effective prior to the effective date of this Notification shall remain in full force and effect to the
effective date of this Notification shall remain in full force and effect to the extent that they are neither inconsistent with nor contrary to the provisions of this Notification until the orders and
assistant auditors with an academic qualification of not lower than a bachelor’s degree, at a total number of not less than five persons. Such auditors and assistant auditors shall work full time for the
และต้องตรวจสอบ ความถูกต้องของแบบจำลองดังกล่าว (full validation) อย่างน้อยปีละ 1 ครั้ง ข้อ 6 สำนักหักบัญชีสัญญาต้องมีมาตรการและวิธีการที่มีประสิทธิภาพที่ใช้ ในการติดตามและควบคุมมูลค่าคงค้างฐานะสัญญาซื้อ