than 15 hours within the latest two calendar years before the approval expiration. This training is the same as that required for investment consultants (IC) and investment planners (IP). However, the
digital asset investment activities. In this regard, DA operators would be required to retain the accurate, complete and updated records mentioned above for at least five years from the date of such
Act B.E. 2535 (1992), namely an imprisonment for a term of two to five years and a fine from 200,000 baht to 500,000 baht and a further daily fine not exceeding 10,000 baht while the contravention
sufficiently support capital market growth. Essentially, the amendments will (1) lower the requirement regarding audit experience from a minimum of ten years to 7 years; (2) lessen the requirement on a
exceeding two years or a fine not exceeding twice the offer price of the total digital tokens offered for sale but in any case not be less than 500,000 baht, or both imprisonment and fine. The second count
? qualifications for the first time this year.Dr. Pisit Leeahtam, AOP President, said: ?We have been organizing this award project for six consecutive years. It is important to recognize outstanding achievements in
from committing the offense, and reimburse the investigative expenses to, in a total of 24.54 million baht, to prohibit him from securities trading or entering into derivatives contracts for 5 years
preparation and disclosure of financial reports, from the latest annual and quarterly periods to the annual period during the past three consecutive years and the period of the latest quarter, including the
three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues. For unlicensed securities business operated by S
SEC therefore revoked the approval of {A} as capital market investment consultant and set the period for acceptance of his re-application for approval as capital market personnel for 2 years and 11