mentioned above – having business relationships and/or direct personal relationships or connection through related persons – collaborated and sent trading orders of shares of Nation Multimedia Group Public

own assets deposited with the company through Zipmex’s official communication channels. Further inquiries may be sent to the SEC Complaint Center via Hotline 1207 ext. 8, or email: info@sec.or.th, or

On 12 January 2024, pursuant to Section 35, Paragraph 1, of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) (Digital Asset Business Law), the SEC sent a letter to Zipmex ordering

ensure that they comply with the governing regulations. In this regard, Bitazza clients may contact the company’s client service center. Further inquiries may also be sent to the SEC Complaint Center via

as originally intended by the investor. In so doing, she made and sent false documents to the investor to lure the investor into believing that the subscription transactions had been executed

Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation

the case and found that Shine and others had continuously sent securities trading orders through trading accounts of several groups of people to buy and sell those securities in concealment in the

compensation payment to its local and international clients is underway.    Following this case, the SEC sent a circular to all securities brokerage firms urging them to heighten the systems for internal control

submission of a request to increase credit line only five days after trading of securities. A number of trading orders were sent with high volumes during a certain period of time without sources of the orders

procedure to examine the accuracy of the list of unitholders who have the right to vote and the number of units together with the letters sent to the unitholders 5.3 A procedure to examine the authenticity of