TMB Leasing Company Limited TMB Leasing Company Limited operated derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546 (2003

TMB Bank Public Company Limited (TMB).According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa had

TMB Bank Public Company Limited (TMB). According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa

Bangkok, December 27, 2010 - The SEC filed a criminal complaint with the Economic Crime Division (ECD) of the Royal Thai Police against Q-Me Co., Ltd., TMB Leasing Co., Ltd. and six associated

Management Public Company Limited: KTAM*;(2) Krungsri Asset management Co., Ltd.: KSAM*;(3) Kasikorn Asset Management Co., Ltd.: KASSET;(4) TMB Asset Management Co., Ltd.: TMBAM;(5) SCB Asset Management Co

Following a TMB report on clients’ complaints and SEC’s further investigation, it was found that during 27 July 2015 – 5 June 2017 Nuchanart (1) withdrew money from her clients’ bank accounts

Following the complaints from investors and the inspection reports from TMB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units

According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged

convertible securities by the persons under I to III - - - - - Total - - 6. Name of the tender offer preparer: TMB Bank Public Company Limited 7. Name(s) of other advisor(s) (if any): The Capital Law Office

Administration Director, TMB Bank Public Company Limited Executive Vice President and Chief Economist, Siam Commercial Bank (SCB) Group President, SCB Asset Management Managing Director, Head of https