issue an operating license. Those who are interested to operate digital asset businesses can submit their request for licensing. SEC will consider qualifications according to the determined process
Capacity and Skills in TCFD Knowledge and Reporting.” SEC Secretary-General Ruenvadee Suwanmongkol said: “By encouraging asset managers to consider climate-related risk when managing their clients
, Advocacy and Standards, CFA Institute, said: “ESG analysis has become increasingly important to investment professionals globally, particularly as governments, asset owners, and investors consider the impact
the derivatives broker including spouse, cohabiting couple and minor children thereof, and any person who has facts or circumstances that allow the SEC to consider that he/she is the undisclosed
10.199% filed a letter requesting the company to hold extraordinary shareholders? meeting to consider the matters of (1) rights offering of newly issued shares and share warrants and (2) change of the
participation in infrastructure fund. The SEC has requested the Revenue Department and the Department of Land to consider giving tax benefits for the fund and unitholders as well as reducing relevant registration
Bangkok, June 17, 2014 ? SEC urges securities and asset management companies to concretely consider supporting anti-corruption with disclosure of Anti-corruption Progress Indicator of listed
, rules and regulations. The SEC therefore suspended the financial advisor supervisor approval granting to {A}, {B} and {C} throughout the expiry date of approval and will not consider their applications
certain aspects that investors should consider when making an investment decision, for example, risk of receiving lower than expected returns or reaching the target later than schedule. It is advisable
DSI a favor to inform the SEC of the matter within 30 days in order to allow the SEC to consider the application for establishment of the fund within the specified period.