instructed JAS to rectify those financial statements by recognizing the provision based on the best estimate of the expenditure required to settle the present obligation by taking into account factors such as
, underwriter will be required to seek client?s information sufficient to learn of client?s investment objective and understanding on the product. For the purpose of flexibility and practicality, underwriter is
Bangkok, March 16, 2012 ? The SEC has directed General Engineering Plc. ("GEN") to rectify its financial statement for 2011. Within April 17, 2012, the company is required to submit to the SEC and
required to examine the issue raised by the auditor whether the questionable transactions of land sales and purchases were in line with the normal course of business operation.Concurrently, the SEC
, SCAN and SMC are required to submit to the SEC and publicly disclose the rectified financial statements which have been reviewed or audited by auditors. Following the SEC finding, SCAN and SMC did not
required to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of
such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are required
and intend to jointly control the company, such person or persons will be required to launch tender offer to purchase securities from all securities holders and report securities holding under Section
securities company or derivatives broker for damage or loss incurred to client?s money and the business operator will be required to calculate value of instruments or securities in which client?s money are
market personnel including new types of capital market personnel required to obtain the SEC?s approval due to their vital responsibilities having high impact on the clients. The approval will be applicable