prevent and eliminate these mule accounts. This digital asset industry standard is comparable to the banking sector’s measures for cracking down on banking mule accounts. The amendments to the Digital Asset

businesses pose risks to client assets. Such operations require approval from the SEC Board, which the company has not obtained; and  (4) Improving measures to prevent conflicts of interest and properly

make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage that may be caused

accounts regularly to prevent other persons from using the accounts to trade securities without the investors’ authorization. Besides, transaction conformation documents must always be monitored to make sure

sector should play a supervisory role to prevent threats to privacy and educate people for awareness of this issue. Thailand has the law governing personal information and businesses must receive

as a tool for organization to incorporate PDPA into its working processes systematically and intelligibly in order to prevent risks from violation of the laws and to gain trust from customers and

, from the board of directors (including the investment committee) to the management and staff of relevant business units;  Principle 2: Institutional investors should prevent and manage conflicts of

enhanced to prevent exploitation of investors. Market accessibility via technological channels will be promoted to facilitate fundraising of small-and medium business enterprises and start-ups, and

) Elevate standards for the supervision of gatekeepers to prevent inappropriate conduct, and (3) Leverage technology to broaden access to financial information of small-and medium-sized listed firms

following the order of government agencies nationwide to prevent the spread of the COVID-19.  Revenue from rental and rendering of services managed to grow by 6.8% YoY, mainly supported by higher rental