approved securities investment consultant for a year and 2 months. Having considered that Acting Sub-lieutenant Saroj had already been suspended by his employer for 3 months, the suspension imposed by the

48 months in order to fulfill the electricity supply requirement under the concession.The above construction contract is considered a related transaction as the major shareholders of VTE indirectly

considered in contravention of the second paragraph of Section 281/2 in conjunction with Sections 89/7, 307 and 311 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) with Sections 83 and 86 of the

ACL Securities Co., Ltd.were considered a contravention of the SEC Office Notification concerning financial advisor approval and scope of business which specifies that financial advisor supervisor must

persons are required to submit written explanation to the SEC within 7 business days while the appropriateness of Vijit Supinit involvement will later be considered.

voting right at the extraordinary shareholders? meeting No. 1/2559 on 14 October 2016.The subscription size accounts for 70.73 percent of the net tangible asset value of JMT and is considered a related

trading orders and trading consultations. Thus, the actions of {B} and {C} were considered as trading securities on behalf of the client in violation of Clause 20(2) of the Notification No. TorLorThor. 3

cost and revenue. The information material to investment decision such as key risks and progress of projects was therefore deficient.Their actions were considered as failure to comply with the SEC Office

market*, the SEC therefore set the period for acceptance of his re-application for approval as capital market personnel for 15 days. Having considered that {A} had already been suspended by his employer

capital market investment consultant for 11 months. Having considered that he had already been suspended by Tisco Securities Securities for three months, the suspension imposed by the SEC shall remain 8