(CEO) may hold the position at only one company while director may hold the position at up to five companies, etc. This is to allow executives of intermediaries to allocate sufficient time to efficiently

account. By providing the required information only once via the standard single form, investors will have more convenience in opening investment accounts of all types of capital market product, for

listed securities as same as institutional investors, in addition to the current eligible assets which are government bonds and investment-grade debentures only. (2)  SEC will consider the

) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses

COVID-19The first session will kick off on 30 April 2020 from 10.00 hours onwards. SEC expects to see the society, the business sector and all other sectors leverage FinTech not only to cope with the

be in compliance with the rules, conditions and procedures as prescribed by law. Currently, only government debt instruments and investment grade debt instruments are eligible for repo agreement

derivatives exchange with a minimum fee of 2 million baht in place of the existing fee which only prescribes the fixed rate of 2 million baht. Also, agricultural commodity derivatives would be granted an

public. The drafted regulations are expected to come into force on 4 January 2022 concurrently with the BOT’s regulations so that bond receipt and delivery to foreign investors will be done only through

would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is

, SEC has required business operators which provide services exclusively through online outlets to sell only non-complex investment funds.