Broker. Clause 6 The SEC Office may announce a detailed guideline for the benefit of compliance with the requirement under this Notification. In case of having complied with such guideline, it shall be

for the benefit of compliance with the requirement under this Notification. In case of having complied with such guideline, it shall be deemed that an intermediary has already complied with this

for the benefit of compliance with the requirement under this Notification. In case of having complied with such guideline, it shall be deemed that an intermediary has already complied with this

the benefit of compliance with the order of the SEC Office, by virtue of section 141 (2) of the Securities and Exchange Act, B.E. 2535 (1992), the Office of the Securities and Exchange Commission, with

the benefit of compliance with the order of the SEC Office, by virtue of section 141 (2) of the Securities and Exchange Act, B.E. 2535 (1992), the Office of the Securities and Exchange Commission, with

วัตถุประสงค์ตามข้อ 1 และข้อ 2 ดังกล่าว ข้างต้น จะต้องได้รับความเห็นชอบจากบุคลากรที่ได้รับมอบหมาย (เช่น compliance) ก่อน 3. มีการตรวจสอบและถ่วงดุลการปฏิบัติงาน (check and balance) โดยกำหนดให้มีผู้ทำหน้าที่กำกับ

issued under or prescribing guidelines for compliance with the Notification of the Securities and Exchange Commission No. KorNor. 57/2543 Re: Rules, Conditions, and Procedures for Liquidation of Mutual

issued under or prescribing guidelines for compliance with the Notification of the Securities and Exchange Commission No. KorNor. 57/2543 Re: Rules, Conditions, and Procedures for Liquidation of Mutual

Exchange Commission, orders and circulars issued under or prescribing guidelines in compliance with the Notification of the Securities and Exchange Commission No. KorThor./Nor. 8/2545 Re: Determination for

Commission, orders and circulars issued under or prescribing guidelines in compliance with the Notification of the Securities and Exchange Commission No. KorThor./Nor. 8/2545 Re: Determination for Securities