of The Marvel Experience: Theme Entertainment Attraction – TNX of Hero Experience Co., Ltd. (the “Hero Experience”), by means of subscription of newly issued shares of Hero Experience and acquisition
offer for sale of securities; (2) “related person” means a person who has a relationship with a director, an executive, a major shareholder or a controlling person of a securities underwriter in the
securities; (2) “related person” means a person who has a relationship with a director, an executive, a major shareholder or a controlling person of a securities underwriter in the following manners: (a) a
relating to issuance and offer for sale of securities; (2) “related person” means a person who has a relationship with a director, an executive, a major shareholder or a controlling person of a securities
” means a license to undertake derivatives business in various categories consisting of: (a) derivatives brokerage; (b) derivatives dealing; (c) derivatives advisory service; (d) derivatives fund management
Re: Licensing Derivatives Business Operator in the Category of Derivatives Brokerage dated 25 November 2004. Clause 3 In the Notification: (1) “derivatives business license type Sor-1” means a license
Institutional Investor and High Net Worth Investor. “foreign collective investment scheme” means collective investment scheme established under foreign law. “unit” means securities in the category of shares of
Forms of Securities Companies dated 28 November 2001 shall be repealed. Clause 2. In this Notification: “securities company” means a legal entity licensed to undertake securities business in the category