Bangkok, June 13, 2013 - The SEC suspended two capital market investment consultants of Finansia Syrus Securities Plc; namely {A} for two months and {B} for one month.The SEC's routine inspection of

Bangkok, October 24, 2014 - The SEC suspended two capital market investment consultants namely {A}, a consultant of Bualuang Securities PLC., for trading securities on behalf of clients and {B}, a

model, the number of clients and the transaction volume;  4)    Rectifying the operation under the work system which promotes and maintains orderly market surveillance on the trading system

volume to be inconsistent with the normal market condition, the SEC probed into the case and found that Pimpa in colluding with Nophadol had used Nophadol?s and other persons? trading accounts to trade

shares. Consequently, the conduct of them affected the price or volume of BA shares to be incompatible with the normal market condition. 08/02/2019 agreed to comply with civil penalties determined by

shares. Consequently, the conduct of them affected the price or volume of BA shares to be incompatible with the normal market condition. 08/02/2019 agreed to comply with civil penalties determined by

. Consequently, the conduct of them affected the price or volume of BA shares to be incompatible with the normal market condition. 08/02/2019 agreed to comply with civil penalties determined by the Civil

public regarding the price or volume of TSR shares. Consequently, the conduct of them affected the price or volume of TSR shares to be incompatible with the normal market condition. Moreover, Mr

or volume of the securities; and placing trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the

trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 17/08/2023