requirements. In addition, listed companies may submit the reports through the Stock Exchange of Thailand (SET)?s electronic system while the original may be filed with the SEC later. (3) Investor contacts
registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business
: (1) Mr. Pattarapob Ittisanyakorn (later renamed Krittiphat), (2) Mr. Sunchai Intarauksorn, (3) Mr. Teerasit Sangngern and (4) Mr. Kitisan Mookdee. The three associates are: (5) Mr. Thepthiwa Bootprom
accounts of those related clients. She later withdrew the money for her own personal gains, causing damage to the solicited clients who had made the deposits in the first place. Consequently, Maybank Kim Eng
supervision of other organization and later obtain license to undertake securities business; (b) Any juristic person established under foreign laws which is permitted by such laws to undertake securities
financial institution which is under the supervision of other organization and later obtain license to undertake securities business; (b) Any juristic person established under foreign laws which is permitted
baht. Legacy Asia Capital Pte. Ltd. (“Legacy”), a company in container leasing service, had previously held 70% of its share. Later in July 2018, the company sold all its investment in Legacy Asia
appropriate for the stock market and the Company will report the results of disposition of warrants to purchase common stock of Millcon No.4 (MILL-W4) to be a later. Such transaction of the Company deems to be