shall provide sufficient data or documentary evidence to ascertain the client’s investment objectives, knowledge, understanding and experience regarding securities investment for the purpose of
client, the securities company shall provide sufficient data or documentary evidence to ascertain the client’s investment objectives, knowledge, understanding and experience regarding securities investment
counterparties and customers • Reviewing knowledge and understanding on the Code of Conduct among our employees and arranging for their annual acknowledgment and compliance • Making plans for holding activities to
of Intellectual Property as a Tool for Accessing Funding Sources” at the signing ceremony of the Memorandum of Understanding for the Development of Platforms to Support the Use of Intellectual
Thailand (BOT) to deliver financial and investment lectures aimed at enhancing public understanding of deposit protection, financial risks awareness, and comprehensive financial planning. The lectures
The Securities and Exchange Commission (SEC), represented by Mr. Anek Yooyuen, Deputy Secretary-General, signed a Memorandum of Understanding (MOU) with 11 organizations to develop and disseminate
The Securities and Exchange Commission (SEC), the Anti-Money Laundering Office (AMLO), and the Stock Exchange of Thailand (SET) have signed a Memorandum of Understanding (MOU) to enhance
investment for students under the topic "Money Management & Investment: Financial Literacy for the New Generations." This initiative aimed to enhance the understanding of the SEC's roles, including financial
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), has signed a Memorandum of Understanding (MOU) with five partner organizations to initiate