services of securities firms. Vasant Thienhom, Deputy SEC Secretary-General said, ?The SEC found that some investors have solicited other investors and investing public, either verbally or through LINE as
through the ASEAN Corporate Governance Scorecard, which has elevated the visibility of well governed ASEAN PLCs to the international investing community.More information on the ACMF Implementation Plan and
thoroughly to the investing public; thereby limiting chances for a certain person or group of persons to exploit it as a channel for seeking benefit or intervening the fund?s operation. The SEC will therefore
apply for the Type D license (limited brokerage, dealing or underwriting of investment units) and investment advisory service license. The revisions would help investing public to have greater access to
PLC. and the SEC that the client gave him the username and password for submitting the trading orders as the client had just started investing and not familiar with the Internet trading program.Making
funds for accredited investors (AIs) investing in securities listed on the exchanges in the Greater Mekong Sub-region (GMS) and mutual fund without derivatives investment limit. The SEC also urged the
minimum size of infrastructure trust is set at 10,000 million baht, providing further that if investing in two or more projects, the size of each project must be at least 3,000 million baht. For units of
risky and complex. Inevitably, however, everyone needs to make investment to obtain higher returns, at least to beat inflation. The SEC has put effort to educate investing public in a variety of
for investments through allegedly over-the-counter trading. The public should be cautious against online investment solicitations and thoroughly verify information before investing. When in doubt, do
activities misled general investors into believing that new investors were interested in investing in KIAT shares at gradually higher prices. Meanwhile, the group of offenders, including Nipa and Namthip, who