disclosure statement for futures trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives
trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives business operation in the
purpose of determining the aggregate number of shares pursuant to Paragraph (1) or (2) or (3), the shareholding of related persons of such person shall be also taken into account. If the person is a
Licensing Manual for the Public. 1 Local representative means an entity that has obtained securities licence of all types from the SEC and the representative office under Section 93 of the Securities and
, conditions and procedures for brokerage and dealing in foreign securities issued under the law on securities and exchange; (2)1 “derivatives broker” means entity licensed to undertake derivatives business in
Person of the authority Business Address of the authority Website of the authority Telephone number of the authority E-mail of the authority Is the audit oversight authority you registered with a member of
fund or private fund management, or derivatives investment management company. “fund” means mutual fund and private fund. “investor” means any person interested in investing in capital market products
/Nor/Khor. 85/2552 Re: Prohibited Characteristics of Personnel in Derivatives Business dated 3 August 2009. Clause 2 In this Notification: (1) “person with power of management” shall have the same
shareholders in both parties (Please see details in “5. Details of connected person and the area of interest of connected persons”) 3. General description of the transaction The Company has agreed to execute the