the association’s key functions, and day-to-day system operations. The ThaiBMA is proud to be part of this project and through cooperation with the CMDF, the SEC and relevant sectors, in an effort

importance and proper implementation of the KYC/CDD assessment as it is one of the core functions of every securities company's business operations.? SEC Deputy Secretary-General Tipsuda Thavaramara said

consultant. Institutional investors should ensure that the third parties perform the assigned functions in accordance with the investment governance policy.2. The I Code comprises seven principles as follows

for one business model over another, nor are the measures described herein designed to be used only by CRAs with large staffs and compliance functions. Accordingly, the types of mechanisms and

) providing analysis, advice or planning of investment for clients. Clause 5 Personnel in the capital market business performing functions under Clause 4(1) are persons holding the following positions

& legal issues • Token functions, structure, and sale / distribution mechanism • Secondary markets that the tokens will be listed or relevant plans • Contact information for investors

6.5 million or equivalent to 39% when compared with last year because the Company appointed Management team to oversee the effectiveness of all functions during the year. Page 3 of 4 Loss on impairment

resources especially the back-office functions as well as the management team to streamline our service operations and to save cost. Financial Position As of the year ended 2019 and for the period as of June

including bank deposits 7 Conclusively, ICO portal will perform similar functions to investment bankers and registrar. Nevertheless, ICO portal does not guarantee business success of the startups, which

functions under Clause 4(1) are persons holding the following positions, excluding the person under Clause 10: (1) director; (2) general manager ; (3) person holding a position equivalent to the positions