any person holding an equivalent position but called otherwise, who are responsible for a line of work relating to the offering of securities services, the securities operation or research on securities
executive director including deputy manager, assistant manager, department director and any person holding an equivalent position but called otherwise, who are responsible for a line of work relating to the
standards. Clause 19. Unless otherwise specified, the Office shall have the authority to issue notification specifying rules, conditions and procedures relating to such matters as specified in this
mutual funds to provide protection to investors and to ensure the uniformity of the operating standards. Clause 19. Unless otherwise specified, the Office shall have the authority to issue notification
broker for compliance with this Notification. Clause 33 Unless otherwise specified, the SEC Office shall have the authority to prescribed and notify any detailed criteria on the matters prescribed in this
derivatives broker so that they comply with this Notification and the regulations and guidelines specified by the derivatives broker for compliance with this Notification. Clause 33 Unless otherwise specified
company [unless indicated otherwise], including: (a) a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of any securities and; (b) a